COMPLIANCE OFFICER BULLETIN (OCTOBER 2021)

Baker McKenzie has released the latest edition of this excellent publication from the lawyers in its London and US offices. In this edition there are comprehensive updates on –

  • Reviewing the EU and UK AML regime proposals: What firms need to know;
  • Emerging themes in the DPA landscape and SFO position;
  • Developments on the Cum-Ex dividend scandal;
  • Cyber risk in financial services;
  • A Guide to spotting — and stopping — authorised push payment (APP) fraud;
  • US AML developments: US Anti-Money Laundering Act of 2020; and
  • The Quincecare duty of care: Where are we now?

https://www.bakermckenzie.com/-/media/files/insight/publications/2021/11/compliance-officer-bulletin-october-2021.pdf

Any modest contributions for my time and ongoing expenses are welcomed!  I have a page where you can do so, and where one-off contributions start as low as $3, at https://www.buymea3coffee.com/KoIvM842y

Author: raytodd2017

Chartered Legal Executive and former senior manager with Isle of Man Customs and Excise, where I was (amongst other things) Sanctions Officer (for UN/EU sanctions), Export Licensing Officer and Manager of the Legal-Library & Collectorate Support Section

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