On 12 November, BNN Bloomberg reported that the FCA has imposed its second penalty in relation to the Cum-Ex tax scandal, fining Sunrise Brokers LLP more than £600,000 pounds over its relationship with hedge-fund manager Sanjay Shah, and for failing to control money laundering and trading risks. The firm was given a 30% discount on the size of its overall penalty for cooperation.
https://www.bnnbloomberg.ca/u-k-hands-out-600-000-broker-fine-linked-to-tax-scandal-1.1680839
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