UK: FCA BANS 3 INDIVIDUALS FROM THE FINANCE INDUSTRY FOR NON-FINANCIAL MISCONDUCT

A release on Mondo Visione on 5 November advised that the FCA has prohibited Russell David Jameson, Mark Horsey, and Frank Cochran from working in the financial services industry following findings that they are not fit and proper persons.  Each of them had been convicted of serious non-financial indictable offences while working in the financial services industry.  In July 2018, Jameson was convicted of serious criminal offences involving the making, possession and distribution of indecent images of children.  In September 2018, Horsey was convicted of voyeurism, contrary to the Sexual Offences Act 2003 after he had surreptitiously observed and video recorded his tenant having a shower without their consent.  In April 2018, Cochran was convicted of sexual assault, engaging in controlling and coercive behaviour and an offence contrary to the Protection from Harassment Act 1997.  All 3 committed the various offences whilst they were “approved persons”.

https://mondovisione.com/media-and-resources/news/uk-financial-conduct-authority-bans-three-individuals-from-working-in-the-financ/

I had omitted the following link (as it did not seem to generate much interest!), but it seemed time to add it again and say that, if you would like to make a (polite) gesture and help me with my removal and computer costs, I have a page at https://www.buymeacoffee.com/KoIvM842y

Author: raytodd2017

Chartered Legal Executive and former senior manager with Isle of Man Customs and Excise, where I was (amongst other things) Sanctions Officer (for UN/EU sanctions), Export Licensing Officer and Manager of the Legal-Library & Collectorate Support Section

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