A release on Mondo Visione on 31 August advised that the US SEC had announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-US investors, adding 23 soliciting entities, 8 impersonators of genuine firms, and 7 bogus regulators.
The so-called PAUSE List is at –
https://www.sec.gov/enforce/public-alerts
The new additions are listed at –
https://www.sec.gov/files/pause-list-2020-08.pdf
https://mondovisione.com/media-and-resources/news/sec-updates-list-of-firms-using-inaccurate-information-to-solicit-investors-3/
Like this:
Like Loading...
Related
Author: raytodd2017
Chartered Legal Executive and former senior manager with Isle of Man Customs and Excise, where I was (amongst other things) Sanctions Officer (for UN/EU sanctions), Export Licensing Officer and Manager of the Legal-Library & Collectorate Support Section
View all posts by raytodd2017