ISLE OF MAN: REGULATOR’S ENFORCEMENT DECISION-MAKING PROCESS PUBLISHED

On 4th December, the FSA in the Isle of Man has published its enforcement decision making process (DMP).  The DMP sets out clearly the staged process which the FSA follows when considering certain enforcement action.   The DMP also introduces for the first time in a public document the concept of settlement in enforcement cases.

https://www.iomfsa.im/media/2653/dmp-final.pdf

This blog is primarily for my own use, to keep informed and up to date. However, if you would like to say thank you (and perhaps help me get a new, better laptop when I am away…) you can “buy me a coffee” at https://www.buymeacoffee.com/KoIvM842y

Author: raytodd2017

Chartered Legal Executive and former senior manager with Isle of Man Customs and Excise, where I was (amongst other things) Sanctions Officer (for UN/EU sanctions), Export Licensing Officer and Manager of the Legal-Library & Collectorate Support Section

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