On 4th December, the FSA in the Isle of Man has published its enforcement decision making process (DMP). The DMP sets out clearly the staged process which the FSA follows when considering certain enforcement action. The DMP also introduces for the first time in a public document the concept of settlement in enforcement cases.
This blog is primarily for my own use, to keep informed and up to date. However, if you would like to say thank you (and perhaps help me get a new, better laptop when I am away…) you can “buy me a coffee” at https://www.buymeacoffee.com/KoIvM842y