AML/CFT: FATF RISK-BASED APPROACH – GUIDANCE FOR SECURITIES SECTOR AND THE LIFE INSURANCE SECTOR

On 25th and 26th October, FATF published guidance for these sectors, intended to support the design and implementation of the risk-based approach to AML/CFT controls.

http://www.fatf-gafi.org/media/fatf/documents/recommendations/pdfs/RBA-Securities-Sector.pdf

http://www.fatf-gafi.org/media/fatf/documents/recommendations/pdfs/RBA-Life-Insurance.pdf

Author: raytodd2017

Chartered Legal Executive and former senior manager with Isle of Man Customs and Excise, where I was (amongst other things) Sanctions Officer (for UN/EU sanctions), Export Licensing Officer and Manager of the Legal-Library & Collectorate Support Section

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